Commitment to Compliance in Every Investigation at FASA

At FASA, compliance is central to every investigation we conduct. We operate in strict accordance with U.S., European, and global regulatory standards, making sure that every action we take aligns with the guidelines established by these key authorities.

Financial Regulatory Authorities

France

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AMF

Autorité des Marchés Financiers.

Regulates financial markets.

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ACPR

Autorité de Contrôle Prudentiel et de Résolution.

Oversees banks and insurers.

United States

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SEC

Securities and Exchange Commission.

Regulates securities markets.

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FINRA

Financial Industry Regulatory Authority.

Oversees brokerage firms.

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FED

Federal Reserve

Central bank regulating monetary policy.

United Kingdom

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FCA

Financial Conduct Authority.

Regulates financial firms and markets.

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BoE

Bank of England.

Central bank overseeing monetary policy and financial stability.

Canada

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OSFI

Office of the Superintendent of Financial Institutions.

Regulates banks, insurance.

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CSA

Canadian Securities Administrators.

Coordinates regulation of securities markets across Canada.

Belgium

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FSMA

Financial Services and Markets Authority.

Regulates financial markets and services.

Australia

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ASIC

Australian Securities and Investments Commission.

Regulates securities markets, consumer protection, and financial services.

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APRA

Australian Prudential Regulation Authority.

Oversees banks, insurance, and pension funds.

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RBA

Reserve Bank of Australia.

Central bank responsible for monetary policy.

Switzerland

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FINMA

Swiss Financial Market Supervisory Authority.

Regulates financial markets, banks, insurance, and securities.

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SNB

Swiss National Bank.

Central bank ensuring financial stability.

Germany

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BaFin

Federal Financial Supervisory Authority.

Regulates banking, insurance, and securities.

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Deutsche Bundesbank

Central bank involved in banking supervision.